National
SEC proposes more transparency for SPACs
TRD Staff | March 31, 2022 01:30PM
The Securities and Exchange Commission is looking to up the scrutiny on special purpose acquisition companies in another setback for a struggling market. The SEC on Wednesday proposed rules that would require SPACs to...
SEC proposes more transparency for SPACs
WeWork gears up for potential legal fight with SoftBank
TRD Staff | March 23, 2020 09:05AM
SoftBank recently advised WeWork shareholders that it might renege on part of its rescue package, and a pair of...
WeWork gears up for potential legal fight with SoftBank
Los Angeles
The SEC is investigating Guggenheim Partners over controversial real estate deals
TRD Staff | April 16, 2018 11:15AM
The Securities and Exchange Commission is investigating Guggenheim Partners over some controversial California real estate deals. The agency is...
The SEC is investigating Guggenheim Partners over controversial real estate deals
SEC not done with probe involving hedge funder Steve Cohen
TRD Staff | December 22, 2015 12:20PM
The Securities and Exchange Commission isn’t done with hedge funder Steve Cohen. The regulatory agency will look to Michael...
SEC not done with probe involving hedge funder Steve Cohen
Flushing lawyer illegally pocketed EB-5 commissions: SEC
By E.B. Solomont | December 09, 2015 05:37PM
UPDATED: Dec. 10, 12:56 p.m.: A Flushing lawyer pocketed more than $1.2 million — and is set to receive $3.1...
Flushing lawyer illegally pocketed EB-5 commissions: SEC
American Realty’s Schorsch giving up $100M in pay
TRD Staff | December 16, 2014 03:10PM
Nicholas Schorsch, who yesterday resigned from his position as executive chair of scandal-hit American Realty Capital Properties, is giving up $100 million...
American Realty’s Schorsch giving up $100M in pay
SEC cracks down with new loan-backed securities rules
TRD Staff | August 27, 2014 04:20PM
The Securities and Exchange Commission adopted a new rule today that requires financial firms selling securities backed by mortgages and...
SEC cracks down with new loan-backed securities rules
Appellate court revives Citigroup’s $285M pact with SEC
TRD Staff | June 05, 2014 03:00PM
An appeals court has given life to Citigroup’s $285 million mortgage-securities pact with the U.S. Securities and Exchange Commission, after...
Appellate court revives Citigroup’s $285M pact with SEC
REIT fees, values likely to face greater transparency
TRD Staff | December 19, 2013 01:57PM
New rules requiring real estate investment trusts to open up about fees are aiming to make the value of...
REIT fees, values likely to face greater transparency
Empire State Building stakes worth 25% less than projections
By Adam Pincus | November 04, 2013 02:03PM
The base investment unit that thousands of individual investors used to measure their stakes in the Empire State Building...
Empire State Building stakes worth 25% less than projections
